Richard James Hodder

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 17 Oct 2023)
    • [FCA CF] Material risk taker (since 17 Oct 2023)
    • [FCA CF] Manager of certification employee (12 Sep 2023 to 20 Feb 2024)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Material risk taker (since 17 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Oct 2023)
    • [FCA CF] Manager of certification employee (12 Sep 2023 to 20 Feb 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 18 Jan 2023)
    • [FCA CF] Manager of certification employee (11 Oct 2017 to 13 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Aug 2017 to 13 Feb 2023)
    • [FCA CF] Client dealing (1 Dec 2016 to 14 Dec 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 18 Jan 2023)
    • [FCA CF] Manager of certification employee (14 Apr 2020 to 13 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jul 2018 to 13 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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