Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chantler Kent Investments (no longer approved here)

    FRN 158927

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2024)
    • SMF27 Partner (9 Dec 2019 to 14 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2024)
    • CF4 Partner (13 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (3 Aug 2012 to 8 Dec 2019)
  • MANOR HOUSE FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 301023

    • CF30 Customer (16 Aug 2011 to 31 Aug 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 7 Dec 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Pendragon IFC Limited (no longer approved here)

    FRN 192012

    • (2)Employed By (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.