Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Dec 2024)
- SMF27 Partner (9 Dec 2019 to 14 Aug 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2024)
- CF4 Partner (13 Dec 2016 to 8 Dec 2019)
- CF30 Customer (3 Aug 2012 to 8 Dec 2019)
-
- CF30 Customer (16 Aug 2011 to 31 Aug 2012)
-
- CF30 Customer (1 Nov 2007 to 7 Dec 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- (2)Employed By (1 Dec 2001 to 28 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.