Richard James Butler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AUTOMOTIVE COMPLIANCE LIMITED (no longer approved here)
FRN 497010
- CF1 Director (AR) (8 Apr 2020 to 14 Jun 2023)
PHOENIX FINANCIAL CONSULTANTS LIMITED (no longer approved here)
FRN 539195
- SMF3 (AR) Executive Director function (9 Dec 2019 to 12 Mar 2020)
- CF1 Director (AR) (22 Jan 2018 to 8 Dec 2019)
Opteven Insured UK LTD (no longer approved here)
FRN 311375
- CF1 Director (AR) (16 Sep 2016 to 6 Mar 2018)
Mechanical Breakdown and General Insurance Services Limited (no longer approved here)
FRN 306978
- CF1 Director (AR) (4 Apr 2014 to 2 Nov 2016)
QRG BROKERS LIMITED (no longer approved here)
FRN 309576
- CF1 Director (AR) (14 Dec 2012 to 18 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.