Richard James Brand

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TrinityBridge Limited
FRN 119329
- CF1 Director (AR) (since 7 Jul 2022)
- CF30 Customer (since 6 Oct 2016)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2022)
Copestone Wealth Management Limited
FRN 978420
- (2)Employed By (since 7 Jul 2022)
DENTONS INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194538
- CF30 Customer (11 Oct 2010 to 31 Oct 2011)

Updates to this individual's record on the FCA register.

19 hours ago
controlled function removed: Employed By at Copestone Wealth Management Limited
19 hours ago
controlled function added: (2)Employed By at Copestone Wealth Management Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.