Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 28 Jul 2025)
    • CF1 Director (AR) (since 4 Jul 2025)
    • CF30 Customer (since 4 Jul 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jul 2025)
    • CF30 Customer (11 Jun 2009 to 22 Jul 2025)
    • CF1 Director (AR) (11 Jun 2009 to 22 Jul 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 22 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.