Richard Ian Lees

• TSB Bank plc

  FRN 191240

  • SMF4 Chief Risk (since 20 Dec 2022)
  • [FCA CF] Material risk taker (since 5 Dec 2022)
  • SMF16 Compliance Oversight (21 Dec 2022 to 10 Mar 2025)
• Metro Bank PLC (no longer approved here)

  FRN 488982

  • SMF4 Chief Risk (18 Mar 2021 to 11 Nov 2022)
• THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

  FRN 121885

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2020 to 16 Oct 2020)
  • SMF4 Chief Risk (21 Dec 2018 to 16 Oct 2020)
  • [FCA CF] Material risk taker (5 Jun 2018 to 31 Dec 2018)
• Mortgage Agency Services Number Six Limited (no longer approved here)

  FRN 303224

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2020 to 16 Oct 2020)
• Mortgage Agency Services Number Two Limited (no longer approved here)

  FRN 303245

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2020 to 16 Oct 2020)
• Mortgage Agency Services Number Five Limited (no longer approved here)

  FRN 303246

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2020 to 16 Oct 2020)
• Mortgage Agency Services Number Four limited (no longer approved here)

  FRN 303248

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2020 to 16 Oct 2020)
• Mortgage Agency Services Number One Limited (no longer approved here)

  FRN 303250

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2020 to 16 Oct 2020)
• PLATFORM FUNDING LIMITED (no longer approved here)

  FRN 303387

  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2020 to 16 Oct 2020)

No changes recorded yet.