Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 6 Nov 2025)
    • CF1 Director (AR) (30 Oct 2019 to 4 Nov 2019)
  • Allen Ford (UK) Limited (no longer approved here)

    FRN 706141

    • (3)Employed By (6 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allen Ford (UK) Limited

  2. controlled function added: (3)Employed By at Allen Ford (UK) Limited