Richard Ian Alexander Sparrow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Equity Partners LLP (no longer approved here)

    FRN 482807

    • CF10a CASS Oversight function (1 Oct 2011 to 1 Sep 2015)
    • CF10 Compliance Oversight (31 Oct 2008 to 27 Jul 2015)
    • CF11 Money Laundering Reporting (31 Oct 2008 to 27 Jul 2015)
    • CF30 Customer (31 Oct 2008 to 1 Jul 2015)
    • CF4 Partner (31 Oct 2008 to 1 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.