Richard Hyatt

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Material risk taker (since 3 Sep 2024)
    • [FCA CF] Client dealing (since 21 Apr 2022)
    • [FCA CF] Manager of certification employee (since 21 Apr 2022)
    • [FCA CF] Significant management (since 21 Apr 2022)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Significant management (since 31 Jul 2018)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (17 Mar 2009 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Significant management (since 31 Jul 2018)
    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (17 Mar 2009 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
    • CF21 Investment Adviser (14 May 2003 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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