Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF22 Investment Adviser (Trainee) (12 Apr 2007 to 31 Oct 2007)
- CF1 Director (AR) (11 Jul 2006 to 28 Mar 2007)
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Salisbury House Limited
FRN 169496
- (10)Employed By (since 9 May 2018)
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- (31)Employed By (23 Apr 2012 to 9 May 2018)
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- Employed By (12 Apr 2007 to 23 Apr 2012)
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- (2)Employed By (11 Jul 2006 to 28 Mar 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Salisbury House Limited
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controlled function added: (10)Employed By at Salisbury House Limited