Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Retirement Solutions (UK) Limited
FRN 483817
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Feb 2025)
- CF11 Money Laundering Reporting (30 May 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (4 Jul 2008 to 30 Sep 2018)
- CF10 Compliance Oversight (4 Jul 2008 to 28 May 2012)
- CF30 Customer (4 Jul 2008 to 8 Dec 2019)
- CF1 Director (4 Jul 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.