Richard Hodge

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Client dealing (since 1 Oct 2022)
    • [FCA CF] Manager of certification employee (since 1 Oct 2022)
    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2020 to 7 Oct 2024)
    • [FCA CF] Client dealing (31 Mar 2020 to 31 Jul 2024)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF26 Customer Trading (10 Jan 2005 to 23 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.