Richard Herberth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF27 Investment Management (6 May 2003 to 29 Mar 2005)
    • CF26 Customer Trading (1 Jan 2003 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 6 May 2003)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF27 Investment Management (6 May 2003 to 29 Mar 2005)
    • CF26 Customer Trading (1 Jan 2003 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 6 May 2003)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF27 Investment Management (6 May 2003 to 29 Mar 2005)
    • CF26 Customer Trading (1 Jan 2003 to 31 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 6 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.