Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Client dealing (since 7 Mar 2020)
- [FCA CF] Manager of certification employee (since 7 Mar 2020)
- [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2023)
- CF30 Customer (26 Aug 2015 to 8 Dec 2019)
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- CF30 Customer (5 Jul 2013 to 2 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.