Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Numis Securities Limited
FRN 144822
- SMF12 Chair of the Remuneration Committee (since 29 Nov 2023)
- SMF10 Chair of the Risk Committee (since 4 May 2022)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 30 Apr 2020)
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- [PRA CF] Significant risk taker or Material risk taker (5 Oct 2016 to 30 Apr 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.