Richard Harley Moon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gateway Financial Management Limited (no longer approved here)
FRN 231716
- (1)Employed By (31 Jul 2007 to 22 Dec 2009)
Financial Distinction Ltd (no longer approved here)
FRN 402906
- (2)Employed By (17 May 2007 to 8 Aug 2007)
Financial Design (IFA's) Ltd (no longer approved here)
FRN 197022
- (2)Employed By (9 Apr 2002 to 3 Jan 2006)
Warwickshire I.F.S. Ltd (no longer approved here)
FRN 206510
- (2)Employed By (25 Mar 2002 to 9 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.