Richard Gregory Hely Hutchinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (25 Sep 2020 to 20 Aug 2021)
    • [FCA CF] Material risk taker (1 Mar 2019 to 20 Aug 2021)
    • [FCA CF] Client dealing (18 Sep 2018 to 20 Aug 2021)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (29 Sep 2017 to 14 Sep 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.