Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 23 Apr 2026)
    • SMF10 Chair of the Risk Committee (since 3 Dec 2018)
    • [FCA CF] Material risk taker (since 3 Dec 2018)
    • [FCA CF] Significant management (since 20 Jun 2017)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • SMF10 Chair of the Risk Committee (11 May 2016 to 29 Jan 2021)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF28 Systems and controls (1 Nov 2007 to 1 Jul 2015)
    • CF13 Finance (22 Apr 2003 to 1 Oct 2006)
    • CF20 Significant Mgt (Settlements) (22 Apr 2003 to 1 Oct 2006)
    • CF14 Risk Assessment (22 Apr 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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