Richard Gordon

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon

    FRN 122467

    • [PRA CF] Managing a material risk taker (since 1 Apr 2026)
    • [FCA CF] Manager of certification employee (since 5 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Jun 2023)
    • [PRA CF] Managing a material risk taker (5 Sep 2024 to 23 Oct 2025)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • SMF24 Chief Operations (20 Jan 2022 to 27 Apr 2023)
  • J.P. Morgan Mansart Management Limited (no longer approved here)

    FRN 586182

    • [FCA CF] Manager of certification employee (2 Sep 2021 to 24 May 2023)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (11 Nov 2020 to 24 May 2023)
    • SMF24 Chief Operations (22 Aug 2019 to 6 Oct 2020)
    • [FCA CF] Material risk taker (16 Nov 2017 to 22 Aug 2019)
    • [FCA CF] Significant management (20 Oct 2017 to 22 Aug 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • SMF24 Chief Operations (25 Feb 2020 to 27 Apr 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF24 Chief Operations (22 Aug 2019 to 27 Apr 2023)
    • [FCA CF] Material risk taker (16 Nov 2017 to 22 Aug 2019)
    • [FCA CF] Significant management (20 Oct 2017 to 22 Aug 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF24 Chief Operations (22 Aug 2019 to 27 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.