Richard Gill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 12 Dec 2022)
    • [FCA CF] Manager of certification employee (since 12 Dec 2022)
    • [PRA CF] Managing a material risk taker (27 Feb 2020 to 10 Aug 2020)
    • [FCA CF] Manager of certification employee (30 Apr 2019 to 10 Aug 2020)
    • CF30 Customer (29 Jan 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Managing a material risk taker (27 Feb 2020 to 30 Jul 2020)
    • [FCA CF] Manager of certification employee (30 Apr 2019 to 30 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF30 Customer (11 Aug 2014 to 16 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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