Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Natixis
FRN 206092
- [FCA CF] Client dealing (since 13 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 13 Jan 2025)
- [FCA CF] Manager of certification employee (since 13 Jan 2025)
-
- [FCA CF] Material risk taker (23 Aug 2023 to 27 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2023 to 27 Sep 2024)
- [FCA CF] Manager of certification employee (1 Jan 2019 to 27 Sep 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (24 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.