Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
    • CF1 Director (7 Nov 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.