Richard Gerard Lawton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 1 May 2024)
- CF30 Customer (since 27 Feb 2024)
- Appointed representative dealing with clients for which they require qualification (since 23 May 2022)
- CF30 Customer (20 Jan 2020 to 14 Feb 2020)
- CF22 Investment Adviser (Trainee) (10 Aug 2006 to 31 Oct 2007)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (3 Jul 2008 to 11 Oct 2012)
Silvano Deblasi (no longer approved here)
FRN 216559
- (2)Employed By (10 Aug 2006 to 18 Aug 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.