Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 21 Jan 2026)
    • CF30 Customer (since 13 Dec 2025)
    • (1)Employed By (since 13 Dec 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (18 Oct 2024 to 21 Jan 2026)
    • CF30 Customer (11 Oct 2024 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (31 Jul 2024 to 18 Oct 2024)
    • [FCA CF] Client dealing (31 Jul 2024 to 18 Oct 2024)
  • GMG Investment Managers Ltd (no longer approved here)

    FRN 713109

    • (2)Employed By (11 Oct 2024 to 20 Jan 2026)
  • Kingfisher Finance Limited (no longer approved here)

    FRN 226749

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Jan 2005 to 31 Oct 2007)
  • BLP Financial Services Limited (no longer approved here)

    FRN 195941

    • Employed By (1 Dec 2001 to 8 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at GMG Investment Managers Ltd

  2. controlled function added: (2)Employed By at GMG Investment Managers Ltd