Richard Gerald Hardy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Sep 2008 to 23 Feb 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Oct 2004 to 16 Jun 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.