Richard George Foster

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foster Bourne Wealth Management Ltd

    FRN 820175

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 22 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Mar 2019 to 8 Dec 2019)
    • CF1 Director (25 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF1 Director (AR) (11 Nov 2008 to 2 Oct 2011)
    • CF30 Customer (1 Nov 2007 to 2 Oct 2011)
    • CF1 Director (26 Apr 2006 to 18 May 2011)
    • CF24 Pension Transfer Specialist (26 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Apr 2006 to 31 Oct 2007)
  • Open Door IFA Ltd (no longer approved here)

    FRN 451048

    • (1)Employed By (1 Sep 2006 to 2 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.