Richard Gavin Spence

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Inceptum Insurance Company Limited (no longer approved here)

    FRN 203238

    • CF1 Director (AR) (14 Dec 2009 to 19 Dec 2011)
    • CF3 Chief Executive (AR) (14 Dec 2009 to 19 Dec 2011)
    • Responsible for Insurance Mediation (4 Dec 2009 to 19 Dec 2011)
    • CF1 Director (4 Dec 2009 to 19 Dec 2011)
    • CF3 Chief Executive (4 Dec 2009 to 19 Dec 2011)
    • CF8 Apportionment and Oversight (4 Dec 2009 to 19 Dec 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2008)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
    • CF14 Risk Assessment (13 Dec 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (9 Jan 2002 to 31 Dec 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Jan 2002 to 31 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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