Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 6 Jan 2021)
- Appointed representative dealing with clients for which they require qualification (since 6 Jan 2021)
- CF1 Director (AR) (since 24 Aug 2020)
- CF30 Customer (since 24 Aug 2020)
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Tudor Franklin Ltd
FRN 788066
- Employed By (since 24 Aug 2020)
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- CF30 Customer (2 Apr 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 26 Mar 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (9 Jun 2004 to 18 Mar 2005)
- CF22 Investment Adviser (Trainee) (20 Oct 2003 to 9 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.