Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Jun 2020 to 16 Nov 2020)
    • [FCA CF] Functions requiring qualifications (9 Jun 2020 to 16 Nov 2020)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF21 Investment Adviser (20 Jul 2006 to 31 Aug 2006)
    • CF1 Director (AR) (8 Nov 2004 to 31 Aug 2006)
    • CF22 Investment Adviser (Trainee) (8 Nov 2004 to 20 Jul 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 30 Nov 2004)
  • Richard Arnold Financial Management (no longer approved here)

    FRN 170156

    • Employed By (11 Sep 1998 to 30 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.