Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Jun 2020 to 16 Nov 2020)
- [FCA CF] Functions requiring qualifications (9 Jun 2020 to 16 Nov 2020)
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- CF21 Investment Adviser (20 Jul 2006 to 31 Aug 2006)
- CF1 Director (AR) (8 Nov 2004 to 31 Aug 2006)
- CF22 Investment Adviser (Trainee) (8 Nov 2004 to 20 Jul 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 30 Nov 2004)
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- Employed By (11 Sep 1998 to 30 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.