Richard Fearn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (since 2 Apr 2024)
    • CF1 Director (AR) (since 25 Mar 2024)
    • CF30 Customer (since 25 Mar 2024)
  • Betterment Wealth Limited

    FRN 1008031

    • Employed By (since 25 Mar 2024)
  • Advies Private Clients LLP (no longer approved here)

    FRN 937655

    • [FCA CF] Client dealing (12 Apr 2021 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (12 Apr 2021 to 28 Mar 2024)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (30 Oct 2013 to 9 Apr 2021)
  • Advies Private Clients LLP (no longer approved here)

    FRN 608366

    • Employed By (30 Oct 2013 to 9 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (16 Aug 2012 to 13 Dec 2013)
    • CF1 Director (AR) (16 Aug 2012 to 13 Dec 2013)

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