Richard Fay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Client dealing (since 28 Oct 2019)
    • [FCA CF] Material risk taker (since 28 Oct 2019)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Client dealing (since 28 Oct 2019)
    • [FCA CF] Material risk taker (since 28 Oct 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 24 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Jul 2019)
    • CF30 Customer (22 Sep 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (28 Feb 2011 to 11 Sep 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (28 Feb 2011 to 11 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

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