Richard Eric Jones

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 May 2024)
    • [FCA CF] Client dealing (since 2 May 2024)
    • CF30 Customer (since 19 Feb 2024)
    • CF1 Director (AR) (since 19 Feb 2024)
  • Smart Independent Financial Advice Ltd

    FRN 967978

    • (1)Employed By (since 19 Feb 2024)
    • (2)Employed By (4 Feb 2022 to 26 Jan 2024)
  • SMART ADVICE CLAIMS LTD (no longer approved here)

    FRN 974423

    • SMF29 Limited scope function (limited scope SMCR firms only) (11 Jan 2023 to 2 Jul 2024)
  • The Right Mortgage Limited (no longer approved here)

    FRN 649443

    • CF1 Director (AR) (4 Feb 2022 to 26 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (22 Apr 2021 to 6 Mar 2024)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 15 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 21 Jun 2011)
    • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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