Richard Edward Deenmahamad

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deen Financial Solutions Ltd

    FRN 830759

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 20 Feb 2019)
    • Responsibility for MCD Intermediation (since 20 Feb 2019)
    • CF1 Director (20 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Feb 2019 to 8 Dec 2019)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF30 Customer (15 Feb 2017 to 7 Aug 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Jun 2013 to 17 Jun 2014)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (93)Employed By (24 Jun 2013 to 17 Jun 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (8 Mar 2006 to 6 Dec 2006)
    • CF22 Investment Adviser (Trainee) (1 Nov 2005 to 8 Mar 2006)
    • CF7 Sole Trader (AR) (1 Nov 2005 to 19 Dec 2005)
  • Richard Deenmahamad (no longer approved here)

    FRN 412364

    • (1)Employed By (1 Nov 2005 to 6 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (5 Feb 2004 to 8 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.