Richard Edward Coleman Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF30 Customer (1 Nov 2007 to 15 Jul 2011)
    • CF26 Customer Trading (19 Jul 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 6 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.