Richard Edward Bartholomew

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Global Investments Limited

    FRN 191916

    • SMF3 Executive Director (since 22 Dec 2020)
    • CF1 Director (18 May 2016 to 8 Dec 2019)
    • CF28 Systems and controls (4 Feb 2008 to 5 Jul 2012)
    • CF3 Chief Executive (22 Nov 2007 to 1 Jan 2008)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF21 Investment Adviser (22 May 2002 to 31 Oct 2007)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF28 Systems and controls (4 Feb 2008 to 5 Jul 2012)
    • CF21 Investment Adviser (22 May 2002 to 14 Jul 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 22 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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