Richard Dudley Harris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Allisons Financial Planning Limited
FRN 808678
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
- [FCA CF] Client dealing (since 2 Mar 2026)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (29 Feb 2024 to 27 Feb 2026)
- Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 27 Feb 2026)
O'Loughlin & Co Limited (no longer approved here)
FRN 612480
- (1)Employed By (29 Feb 2024 to 27 Feb 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.