Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (1 May 2009 to 23 Jul 2009)
- CF3 Chief Executive (AR) (1 May 2009 to 23 Jul 2009)
- CF30 Customer (1 Nov 2007 to 2 Apr 2009)
- CF23 Corporate Finance Adviser (1 Oct 2003 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
- CF3 Chief Executive (1 Dec 2001 to 9 Oct 2008)
- CF1 Director (1 Dec 2001 to 2 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.