Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (since 24 Apr 2025)
- SMF3 Executive Director (since 9 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2023 to 12 Jan 2026)
- SMF4 Chief Risk (8 Feb 2023 to 11 Nov 2024)
- SMF16 Compliance Oversight (8 Feb 2023 to 12 Jan 2026)
- CF10 Compliance Oversight (24 Mar 2009 to 7 Oct 2011)
- CF11 Money Laundering Reporting (24 Mar 2009 to 7 Oct 2011)
- CF29 Significant management (10 Dec 2007 to 24 Mar 2009)
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- CF28 Systems and controls (10 Oct 2011 to 6 Mar 2016)
- CF10 Compliance Oversight (10 Oct 2011 to 1 Jun 2016)
- CF11 Money Laundering Reporting (10 Oct 2011 to 1 Jun 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.