Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 24 Apr 2025)
    • SMF3 Executive Director (since 9 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2023 to 12 Jan 2026)
    • SMF4 Chief Risk (8 Feb 2023 to 11 Nov 2024)
    • SMF16 Compliance Oversight (8 Feb 2023 to 12 Jan 2026)
    • CF10 Compliance Oversight (24 Mar 2009 to 7 Oct 2011)
    • CF11 Money Laundering Reporting (24 Mar 2009 to 7 Oct 2011)
    • CF29 Significant management (10 Dec 2007 to 24 Mar 2009)
  • Teachers Assurance Company Limited (no longer approved here)

    FRN 202569

    • CF28 Systems and controls (10 Oct 2011 to 6 Mar 2016)
    • CF10 Compliance Oversight (10 Oct 2011 to 1 Jun 2016)
    • CF11 Money Laundering Reporting (10 Oct 2011 to 1 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.