Richard Derek Thornley

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 24 Jun 2024)
    • CF1 Director (AR) (since 18 Apr 2024)
    • CF30 Customer (since 18 Apr 2024)
  • Your Future Wealth Ltd

    FRN 1012770

    • Employed By (since 18 Apr 2024)
  • G. Sturgess Financial Planning Limited (no longer approved here)

    FRN 232602

    • (8)Employed By (2 Apr 2004 to 1 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at G. Sturgess Financial Planning Limited

  2. controlled function added: (8)Employed By at G. Sturgess Financial Planning Limited