Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ASPECT MORTGAGES LIMITED
FRN 305352
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Manager of certification employee (since 1 Mar 2020)
- [FCA CF] Functions requiring qualifications (since 1 Mar 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 25 Jun 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (AR) (16 May 2016 to 20 Mar 2023)
- CF1 Director (16 Aug 2007 to 8 Dec 2019)
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- Employed By (16 May 2016 to 20 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
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