Richard David Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 14 May 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 14 May 2021)
    • SMF18 Other Overall Responsibility (7 Feb 2020 to 21 Aug 2020)
    • CF30 Customer (29 Sep 2010 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 29 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.