Richard David Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
    • [FCA CF] Client dealing (since 29 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
    • CF30 Customer (21 Feb 2014 to 8 Dec 2019)
  • Fairstone Wealth Management Limited

    FRN 188596

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 16 Jun 2021)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (11 Apr 2006 to 17 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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