Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 10 Feb 2025)
    • [FCA CF] Client dealing (since 18 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Jan 2024)
    • [FCA CF] Client dealing (22 Apr 2022 to 5 Jan 2024)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2024)
    • CF30 Customer (17 Mar 2016 to 8 Dec 2019)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (18 Apr 2011 to 30 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.