Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2020)
    • CF30 Customer (15 Aug 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (24 Nov 2008 to 8 Dec 2011)
    • CF30 Customer (4 Feb 2008 to 8 Dec 2011)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (24 Nov 2008 to 8 Dec 2011)
    • CF30 Customer (4 Feb 2008 to 8 Dec 2011)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.