Richard David Morrison

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pelican Capital LLP
FRN 989385
- [FCA CF] Client dealing (since 15 Jan 2024)
- SMF16 Compliance Oversight (since 25 Jul 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2023)
- SMF27 Partner (since 25 Jul 2023)
The Fund Incubator Limited (no longer approved here)
FRN 208716
- [FCA CF] Client dealing (11 Mar 2020 to 23 Jul 2023)
- CF4 Partner (AR) (15 Jan 2020 to 23 Jul 2023)
- CF30 Customer (15 Jan 2020 to 23 Jul 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.