Richard David Morgan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Warren & Co (Complete Financial Solutions) Ltd (no longer approved here)

    FRN 300899

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2022)
    • CF30 Customer (1 Apr 2013 to 8 Dec 2019)
  • Richard David Morgan (no longer approved here)

    FRN 407729

    • (1)Employed By (14 Oct 2004 to 22 Dec 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (22 May 2003 to 22 Dec 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.