Richard David Lewis Edwards

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wilson Edwards LLP

    FRN 497245

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [PRA CF] Key function holder (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (12 Jul 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (12 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (22 Jul 2010 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2009 to 8 Dec 2019)
  • ALSFORD PAGE & GEMS LTD (no longer approved here)

    FRN 313489

    • CF2 Non Executive Director (13 May 2013 to 8 Dec 2019)
    • CF1 Director (AR) (3 May 2011 to 20 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.