Richard David Jones

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (since 2 Oct 2014)
- CF30 Customer (since 19 Aug 2014)
Oculus Wealth Management (Medway) Ltd
FRN 629238
- (1)Employed By (since 19 Aug 2014)
Oculus Wealth Management (Home Counties) Limited (no longer approved here)
FRN 1008621
- (2)Employed By (14 Mar 2024 to 16 Apr 2024)
Oculus Wealth Management (Godalming) Limited (no longer approved here)
FRN 988146
- (3)Employed By (7 Feb 2023 to 26 Sep 2023)
Oculus Wealth Management (Cheshire) Ltd (no longer approved here)
FRN 966742
- (8)Employed By (26 Jan 2022 to 7 Feb 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.