Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALLAN REECE ASSOCIATES LLP
FRN 798177
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 5 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2025)
- Responsible for Insurance Distribution (since 29 Jun 2021)
- Responsibility for MCD Intermediation (since 29 Jun 2021)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF4 Partner (3 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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