Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 10 Nov 2015)
- CF30 Customer (since 10 Nov 2015)
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Integral Financial Advice Limited
FRN 471452
- (1)Employed By (since 10 Nov 2015)
- (1)Employed By (16 Aug 2007 to 30 Dec 2009)
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- CF24 Pension Transfer Specialist (29 Nov 2002 to 30 Apr 2007)
- CF21 Investment Adviser (27 Nov 2002 to 30 Apr 2007)
- CF22 Investment Adviser (Trainee) (18 Sep 2002 to 27 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
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